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Scope of expertise
Formation & Build Out- Private Funds & Advisory Firms
Investor Marketing & Solicitation
Fractional GC, CCO or COO support
Securities, Corporate, Regulatory Expertise
Fund Manager Compliance & Operations
SEC & Investor Ready- Due Diligence, Gap Analysis
Partner Transactional, Corporate Governance Matters
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What we do:
Fund & Firm Wide Formation to Build Out
Best Practices Front to Back Office Compliance, Risk Management or Operations
Investor Solicitation Support
Get Investor-and SEC-Ready Before You Need To Be
A Private Fund Attorney Team That Has Actually Worked From the Inside
The Transactional Counsel Behind Your Fund’s Everyday Business
Fractional Outsourced Support, GC or CCO
Market Your Fund the Right Way — and Win the Allocation
Partner Level Support
What Separates Us
“select private fund articles and regulatory notices”
2026 - SEC Exam Priorities
SEC Seminal Interpretation - Crypto Assets - March 2026
New Business Ownership Disclosure Rule Launched but many don't know about it - 2024
CFTC New Rule - Proposed in 2024
SEC – New Rules Impacting Registered & Exempt Investment Advisers – 2023
SEC Private Fund Fact Sheet - 2023
Are allocators driving impact in the private market - 2023
CFTC Division of Enforcement Creates Two New Task Forces _ CFTC-2023
SEC Marketing- Adopting Release 2022
SEC Broadens Accredited Investor Definition in 2020
SEC Risk Alert – Covid 19 Compliance Risks and Considerations, 2020
Asset Management 2020, A Brave New World
Beyond the Rubicon – Asset Management – 2019
Outsourcing – How Far Can you Go – 2019
AF PLLC Expansion of Team
AFPLLC White Paper, World of Hedge Fund Asset Raising Post Madoff
Excerpt overview of the start-up, emerging and established fund criteria and investor preferences 6 ways hedge funds need to adapt
AFPLLC, Hedge Fund Marketing