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Fund & investment organization formation
Marketing & solicitation
Fractional or ad hoc GC, CCO or COO support
Securities, corporate, regulatory from start-ups to IPO
Private fund manager regulatory expertise
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What we do:
Fund formation
Fund manager compliance, regulations or operations
Investor solicitation support
Fund manager risk management
Fund manager business attorneys
Fund manager business matter, partner transaction & governance
Fund manager GC, CCO or COO fractional support
Marketing and investor do’s and don’ts
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“select private fund articles and regulatory notices”
New Business Ownership Disclosure Rule Launched but many don't know about it - 2024
CFTC New Rule - Proposed in 2024
SEC – New Rules Impacting Registered & Exempt Investment Advisers – 2023
SEC Private Fund Fact Sheet - 2023
Are allocators driving impact in the private market - 2023
CFTC Division of Enforcement Creates Two New Task Forces _ CFTC-2023
SEC Marketing- Adopting Release 2022
SEC Broadens Accredited Investor Definition in 2020
SEC Risk Alert – Covid 19 Compliance Risks and Considerations, 2020
Asset Management 2020, A Brave New World
Beyond the Rubicon – Asset Management – 2019
Outsourcing – How Far Can you Go – 2019
AF PLLC Expansion of Team
AFPLLC White Paper, World of Hedge Fund Asset Raising Post Madoff
Excerpt overview of the start-up, emerging and established fund criteria and investor preferences 6 ways hedge funds need to adapt
AFPLLC, Hedge Fund Marketing