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Strategic benefit
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Private fund manager expertise
Our key team members
Scope of expertise
Fund & investment organization formation
Marketing & solicitation
Fund manager fractional GC, CCO or COO support
Securities, corporate, regulatory from start-ups to IPO
Private fund manager regulatory expertise
Due diligence, gap analysis
Transactional, corporate, partners, investor offerings
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What we do:
Private fund formation and advisory firm build out & augmentation to attract and keep assets safe
Fund manager compliance, regulations or operations
Investor solicitation support
Private manager risk management
Private manager business attorneys
Fund manager business matter, partner transaction & governance
Fund manager GC, CCO or COO fractional support
Marketing and investor do’s and don’ts
Strategic
Separate from the pack
“select private fund articles and regulatory notices”
2026 - SEC Exam Priorities
SEC Seminal Interpretation - Crypto Assets - March 2026
New Business Ownership Disclosure Rule Launched but many don't know about it - 2024
CFTC New Rule - Proposed in 2024
SEC – New Rules Impacting Registered & Exempt Investment Advisers – 2023
SEC Private Fund Fact Sheet - 2023
Are allocators driving impact in the private market - 2023
CFTC Division of Enforcement Creates Two New Task Forces _ CFTC-2023
SEC Marketing- Adopting Release 2022
SEC Broadens Accredited Investor Definition in 2020
SEC Risk Alert – Covid 19 Compliance Risks and Considerations, 2020
Asset Management 2020, A Brave New World
Beyond the Rubicon – Asset Management – 2019
Outsourcing – How Far Can you Go – 2019
AF PLLC Expansion of Team
AFPLLC White Paper, World of Hedge Fund Asset Raising Post Madoff
Excerpt overview of the start-up, emerging and established fund criteria and investor preferences 6 ways hedge funds need to adapt
AFPLLC, Hedge Fund Marketing