U.S. SEC Division of Examinations Announces 2026 Exam Priorities On November 17, 2025, the U.S. Securities and Exchange Commission (SEC or Commission) Division of Examinations (Division) published its annual examination priorities (Priorities) outlining areas of perceived risk and topics that the Division plans to focus on in the new fiscal year. Investment Advisers Adherence to […]

March 17, 2026 –  U.S. SEC, “Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets”.  The interpretation is an effort to establish a clear federal regulatory framework for crypto assets This seminal interpretation is the first step implementing the SEC’s rulemaking agenda related to crypto assets […]