Argent Financial

Engaged by COO of Argent, formerly one of the largest traders of a convertible arbitrage strategy to perform enterprise level diagnostic review, gap analysis, recommendation report in connection with a number of U.S. and offshore funds, equity funds, registered investment advisers, operations and compliance framework across its enterprise. Objective to increase efficiencies, create robust best […]

Anchor Risk Advisors

Principal of our firm launched reinsurance onshore and offshore master-feeder and advisory firm organization to facilitate catastrophic bond and reinsurance, managed account, swap offering  structure and framework across front, middle to back office operations and controls. Collaborated with re-insurance pioneer manager to facilitate pragmatic growth and help win institutional assets from leading QIBs.

Schneider Capital

For a well established multi-strategy private fund investment advisory firm managed by former manager of Wellington Asset Management, collaborated with CFO on firm wide gap analysis across private fund offerings & organizational framework to materially reduce legacy costs and augment solicitation strategy geared toward institutional investors for its multiple hedge fund, private equity and managed […]

Edgewood Capital

For well established private equity loan origination strategy and firm, engaged to collaborate with CEO to provide diagnostic review, compliance gap analysis, recommendations and execute solutions to attract assets post conversion from a conventional closed end private equity fund  to an open ended hedge fund structure.

Ress Capital

Engaged by well known New York law firm to collaborate and provide private fund expertise to a Swedish based private fund manager in connection with U.S. sub-advisory relationship to manage a reinsurance strategy for a large US alternative asset manager represented by global private fund manager law firm.

Nikko Asset Management

For a global asset management managing the largest fixed income strategy in Asia at the time, our principal executed the strategy and spectrum of offshore structures, teams and people to provide both strategic and execution support to client’s CEO and CIO across a global best practices infrastructure of fund formation, compliance framework, operational risk management, […]

Closed End Trading LLC

Pioneer portfolio manager, of such firms as BNP Paribas, AQR and Magnetar Capital.  Executed fund formation, corporate governance, asset raising, marketing and private fund advisor build-out and on-going support leading to the growth of a successful U.S. strategy specializing in closed end trading funds across teams and people to mange the assets of high net […]

Aon Consulting

Engaged by global firm AON COO Chicago subsidiary to perform diagnostic review and analysis review across execution and support of $250 Ml AUM launch of an offshore private equity fund of funds structure.

Guggenheim Asset Management

For global Bank of Ireland ICAV structure, quarterbacked the execution of cornerstone strategy for offshore manager of managers structure across fund formation, collaborating with outside counsel, organizational and regulatory framework, sub-advisory relationship, fund manager due diligence, onboarding and operations for spectrum of US and offshore manager strategies to facilitate strategic investor, Guggenheim Asset Management.

XL Re, Bermuda Reinsurance Company

Principal facilitated ongoing seed relationships and joint venture, investor due diligence readiness, and ultimate investments by well known re-insurance institutional investors and execution of an offshore CAT bond (insurance linked) strategy and US Investment Adviser structure to facilitate strategy and additional investments.